Funder Guide

Retail Investors

Funder model for non-accredited retail participants under the highest compliance burden.

Last updated Mar 8, 2026

Retail Investors

Retail participation requires the strongest compliance controls, suitability workflows, and pooled-vehicle structures. AMLOK treats this as a highly managed product rather than open single-deal selection.

Key Requirements

  • full KYC and AML
  • suitability assessment
  • managed diversification
  • enhanced disclosure and reporting